Cities and regions tackle climate change mitigation but often focus on less effective solutions
Cities and regions tackle climate change mitigation but often focus on less effective solutions"
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ABSTRACT Although the potential for cities and regions to contribute to global mitigation efforts is widely acknowledged, there is little evidence on the effectiveness of subnational
mitigation strategies. Here we address this gap through a systematic review of 234 quantitative mitigation case studies. We use a meta-analytical approach to estimate expected greenhouse gas
emissions reductions from 12 categories of mitigation strategies. We find that strategies related to land use and development, circular economy, and waste management are most effective and
reliable for reducing emissions. The results demonstrate that cities and regions are taking widespread action to reduce emissions. However, we find misalignment between the strategies that
policymakers and researchers focus on, compared to those with the highest expected impacts. The results inform climate action planning at the city and regional level and the evaluation of
subnational climate targets. SIMILAR CONTENT BEING VIEWED BY OTHERS A DATASET OF EMISSIONS AND REMOVALS FROM SCENARIOS AND PATHWAYS WITHIN LONG-TERM NATIONAL CLIMATE STRATEGIES – THE LTS-SP
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ASSESSMENT OF MULTI-LEVEL EUROPEAN CLIMATE MITIGATION POLICIES Article Open access 23 December 2024 INTRODUCTION There is growing recognition that subnational governments (administrative
units below the level of a national government, such as cities, states, and provinces1) play an important role in global climate change mitigation. The recent IPCC Sixth Assessment Working
Group III report includes two chapters that discuss subnational actors’ potential contributions to mitigation2,3. Subnational actors also present a unique mitigation opportunity, since they
have jurisdiction over key emissions sources and activities, such as energy systems, waste management, land use, and transportation and building infrastructure2,4,5. Many subnational actors
have pledged to address climate change6, offering potential to help fill the gap between national policies and global goals to limit warming to 1.5 °C or below3,7,8,9. Few studies have
systematically evaluated subnational mitigation actions and their impact on emissions. These aggregate analyses across subnational governments are challenging, due to the difficulty of
comparing mitigation efforts across varying spatial levels, circumstances, and capacities of cities and regions10. Yet, this information is critical to help decision makers at all levels of
government to develop and evaluate effective plans to achieve mitigation goals and improve coordination between levels11,12. Previous studies on subnational climate action have used climate
action plans or voluntary reporting platforms to evaluate the goals and planned strategies of subnational actors, but typically focus on the quantity and ambition of targets rather than the
implementation and impacts of climate actions8,13,14,15,16,17. Case studies that evaluate mitigation strategies in specific contexts are numerous and the systematic review and analyses of
subnational case studies can offer insights into the relative effectiveness of various mitigation approaches18,19,20. Meta-analysis, which combines and analyzes data from multiple studies on
a particular topic to identify patterns, trends, and overall effects, is an approach that enables aggregation and generalization of findings from case studies, which is particularly
relevant for studying subnational mitigation actions where localized studies are a predominant research method. Systematic review and meta-analytic methods have been applied in a variety of
climate and environmental research areas, including urban land expansion21, climate change impacts22,23, and others24,25,26,27,28,29. A few studies have applied meta-analytical methods to
assess mitigation strategies. Some have focused on strategies’ mitigation potential within certain sectors or contexts30,31. Others have evaluated the landscape of urban case studies or
climate mitigation policies, focusing more on qualitative characteristics, such as their topical and geographic distribution, rather than quantitative emissions reductions18,32. We
identified only one study that compared quantitative emissions reductions across a range of sectors and strategies, focusing specifically on relative emissions reductions within urban
contexts19. In this study, we leverage the findings from quantitative subnational mitigation case studies to estimate the expected emissions reductions from a range of mitigation strategies
and evaluate actions being taken by cities and regions. To the best of our knowledge this is the first study to focus on subnational mitigation strategies at multiple jurisdictional scales.
After screening nearly 300,000 search results from Scopus and Web of Science, we identified 234 subnational climate change mitigation case studies that report quantitative emissions
reduction impacts. From these articles, we extracted 1413 emissions reduction impacts and a variety of meta-data for each impact (including the mitigation strategy, subnational context, and
study methodology), referred to as the full dataset. This process is summarized in Fig. 1 and described in detail in the Online Methods. Within the full dataset (_n_ = 234), we identified
779 impacts from 137 comparable studies (the synthesis dataset), synthesized the reported impacts from these studies, and estimated emissions reduction impact ranges for 12 types of
mitigation strategies. Using the results of this meta-analysis, we ranked strategy categories based on their expected effectiveness and certainty of emissions reductions. We found that
strategies related to land use and development, circular economy, and waste management are most effective. We also identified reported impacts from 49 studies where study authors evaluated
mitigation strategies that have been implemented or planned by subnational governments (as opposed to those proposed by such governments, implemented by other actors, or evaluated only for
research purposes). From these studies, we recorded data on 134 specific subnational government actions, referred to as the actions dataset (_n_ = 49), and found that policymakers use a wide
range of strategies and policy instruments, but are not choosing strategies based on the size or reliability of expected emissions impacts. RESULTS OVERVIEW OF SUBNATIONAL CASE STUDY
LITERATURE Figure 2 shows the relationships between mitigation strategies, sectors, and categories and the relative quantities of each in the full dataset. Building and transportation sector
strategies appeared most frequently (23% and 22% of observations, respectively), while interventions in the industrial sector were the least studied (5%). Waste, agriculture, forestry, and
land use, and electricity and heat accounted for the remaining 50% of observations. Here, cities include local governments with jurisdiction over a specific territory, such as towns,
districts, and counties. Regions are defined as subnational administrative units that are broader than a municipality and often are the highest administrative level below the national
government, such as a province, prefecture, or state1,8. For cities, waste and water treatment practices were the most common category, while agriculture and farm practices were the most
popular for regions. Building and transportation categories such as building construction and improvement, building energy and heat systems, and clean vehicle transportation frequently
appear in both urban and regional case studies. Geographical coverage of subnational climate actors in the full dataset is shown in Fig. 3. There are 242 unique subnational actors appearing
in the full dataset, where approximately 55% are cities and 45% represent regional governments. Certain geographic areas and actors are overrepresented in the subnational case study
literature. We found that studies tend to focus on subnational actors in North America (34%), East Asia and the Pacific (27%), and Europe (15%). Studies from developed countries comprise the
majority of the sample of studies evaluated - only one third of impacts (37%) occurred in the Global South33. SUBNATIONAL CLIMATE ACTION The actions dataset includes 134 government actions
from 49 case studies that analyze mitigation strategies that have been implemented or planned by subnational governments. Within the actions dataset, we found 100 mitigation strategies
enacted by 50 unique actors (39 cities and 11 regions). The geographic distribution of action mirrors the broader case study literature, but is even more concentrated in North America, Asia,
and Europe, with only 1 strategy identified in both Latin America and Africa. Subnational actors have implemented or planned a wide range of mitigation strategies—two-thirds of the strategy
options we considered in this analysis (26 of 38 strategies) and all 13 categories were identified in the actions dataset. Based on the government actions that appear in case studies,
transportation strategies are used most frequently by governments (40 of 100 strategies) followed by cross-sectoral and waste sector strategies. We find differences in the types of
strategies implemented in geographic regions (i.e., North America, Latin America and the Caribbean) – cross-sectoral strategies were the most popular in Asia, while transportation strategies
dominated in North America and Europe. For each government action, we identified the type of policy instrument used to implement the mitigation strategy34,35. Figure 4 demonstrates the
frequency of subnational climate actions by sector and policy instrument type, revealing patterns in the types of instruments used in each sector. In transport and waste, policy support and
direct investment actions dominate. Direct investment includes investments in both infrastructure and public assets, while policy support refers to institutional creation or planning
activities that strengthen enabling conditions34. Transport and waste were also the only two sectors where education and information instruments appeared. Building sector strategies focus
more on behavioral change through technology adoption and rely heavily on financial incentives and regulatory instruments like building codes and efficiency standards. The results suggest
that subnational governments strategically use different policy instruments to mitigate emissions in different sectors, which has been demonstrated for national climate policies and
behavioral interventions34,36. Although most of the government actions in the dataset are attributed to cities (78%), we find that regional governments used more economic and regulatory
instruments (63% of regional actions), while cities relied more on direct investment and policy support (66% of city actions). EMISSIONS REDUCTION IMPACT RANGES We estimate expected
emissions reduction ranges for 12 categories of mitigation strategies using the synthesis dataset (_n_ = 137). The results are reported in annualized, per-capita metrics tons of CO2
equivalent. For example, the expected emissions reduction impact across the entire synthesis dataset was 0.26 tons CO2e capita-1 year-1 with a standard deviation of 0.05 (0.26 ± 0.05). To
get a sense of the magnitude of the emissions reductions reported in the following sections, we demonstrate how this average expected emissions reduction impact would compare to the
aggregate baseline emissions and GHG mitigation targets of two subnational actors – Buenos Aires, Argentina and British Columbia, Canada. According to CDP, British Columbia has a population
of around 5 million and reported 2007 baseline emissions of 63.8 million tCO2e37. A mitigation strategy that reduces emissions by 0.26 tons CO2e capita-1 year-1 would represent a 2% annual
reduction from baseline emissions, compared to British Columbia’s target to reduce their emissions by 40% by 203037. For Buenos Aires, which has a population of around 3 million and 2015
baseline emissions of just over 13 million tCO2e, the same 0.26 tons CO2e capita-1 year-1 reduction would equate to a 6.2% reduction in annual city-wide emissions, compared to their target
to reduce emissions by 53% by 203038. To compare uncertainty in the emissions reduction impacts between categories, we also report the coefficient of variation (CV) as a measure of relative
data dispersion, which is estimated as the standard deviation divided by the bootstrap mean for each strategy category39,40. Cross-sectoral strategy categories were considered separately
from sector-specific categories since they may include some sector-specific strategies and often apply to a broader set of relevant actors and activities than sector-specific categories. The
results for the nine sectoral categories and three cross-sectoral categories are presented in Figs. 5 and 6. In the following sections, we discuss the results from sector-specific and
cross-sectoral categories in more detail and develop a ranking of strategies based on these results. SECTOR-SPECIFIC CATEGORIES Mitigation strategies that focus on electricity and heat have
the highest expected emissions reductions and greatest uncertainty amongst sector-specific categories (Fig. 5B). Clean energy generation and energy system operations had average emissions
reduction impacts of 0.44 ± 0.18 and 0.37 ± 0.14 tons CO2e capita-1 year-1, respectively. Coefficients of variation for these categories were 37.6% for energy systems operations and 41.0%
for clean energy generation, both close to the average coefficient of variation (CV) across all categories of 39.3%. Transportation and building sector strategy categories had the smallest
expected emission reductions. Transportation system management was the only exception, with average emissions reductions of 0.17 ± 0.06 tons CO2e capita-1 year-1, although this category is
under-studied (only 8 studies), compared with the average number of studies per category (16 studies) that we included for synthesis. Over 85% of the impacts in this category were related to
travel demand management strategies intended to reduce vehicle miles traveled by residents. Alternative transportation modes had the lowest expected emissions reductions overall with high
certainty at 0.03 ± 0.01 tons CO2e capita-1 year-1. Clean vehicle transportation had slightly higher average reductions but had the greatest uncertainty among all categories with a
coefficient of variation of 72%. Building sector strategies appeared frequently in the full dataset, but more than two-thirds of buildings studies were excluded from the synthesis because
the impacts could not be standardized (primarily due to the scale of the intervention). Expected impacts from building sector categories were small relative to other categories but building
construction and improvement strategies had much lower uncertainty compared to building energy and heat systems, with CVs of 21% and 43%, respectively. Industrial facility improvements was
the smallest category in the full dataset and impacts from only one study were able to be standardized, due to variation in the contexts, units, and scale of industrial strategies. Although
industrial facility improvements were difficult to compare and evaluate, industrial sector interventions were prevalent in the cross-sectoral categories. CROSS-SECTORAL CATEGORIES The
cross-sectoral strategies include circular economy (industrial symbiosis, use of recycled materials), land use and development (afforestation and greening, master planning, transit-oriented
development), and market-based mechanisms (emissions trading, cap-and-trade, carbon tax). Land use and development resulted in the highest expected emissions reductions at 0.80 ± 0.30 tons
CO2e capita-1 year-1. Nearly 90% of the impacts in this category were related to afforestation or greening, which were also the main driver of variation, likely due to differences in the
scale at which these interventions can be implemented based on available land area. The average emissions reduction associated with market-based mechanisms was 0.71 ± 0.37 tons CO2e capita-1
year-1. Market-based mechanisms were only evaluated within four countries – Canada, China, Japan, and the US – across 8 studies in the synthesis dataset. Market-based mechanisms also had
high uncertainty compared to other cross-sectoral and sectoral categories, with a CV of 52%. The circular economy category included strategies promoting industrial symbiosis systems and the
use of recycled materials across the industrial and waste sectors. The expected impact range for this category was 0.30 ± 0.10 tons CO2e capita-1 year-1. This category ranks lower than other
cross-sectoral categories but higher than most sector-specific categories, with impacts similar to electricity and heat sector categories. CATEGORY RANKING The results reveal that
categories vary in relative effectiveness (based on the mean emissions reductions) and relative uncertainty (based on the coefficients of variation). This information can be used to compare
and rank mitigation strategy categories. As an example, we considered a simple ranking where effectiveness and uncertainty are weighted equally. We find that two cross-sectoral categories,
land use and development and circular economy, rank highly across both effectiveness and uncertainty. Waste and water treatment strategies ranked third overall, due to low uncertainty for
this category. While we chose to weight the two characteristics equally, different weighting schemes could be applied here depending on the priorities of the decision maker. For example,
building construction and improvement and market-based mechanisms both fall to the middle of our overall ranking, but these strategies are nearly opposite in their effectiveness and
uncertainty rankings. Under different weighting schemes, we would expect one of these categories to rise in the rankings, while the other would fall towards the bottom. We also considered if
the magnitude or reliability of expected impacts aligned with the types of strategies implemented by governments, but we did not find statistically significant correlations between the
prevalence of categories and the ranking of categories in terms of effectiveness and uncertainty. This result indicates a misalignment between the strategies that subnational governments
have pursued (represented within the case study literature) and the mitigation potential of those strategies and suggests that other policy characteristics and motivations might take
precedence in the choice of mitigation strategies. DISCUSSION Understanding subnational climate mitigation strategies and their impacts is critical for allowing urban and regional
policymakers to identify best practices and where investments may yield the greatest returns by way of emissions reductions. Despite their substantial potential mitigation contributions,
scarce research synthesizing across studies that evaluate city and regional governments’ climate efforts has been conducted. We screened nearly 300,000 studies and identified 234 subnational
climate change mitigation case studies reporting absolute emissions reductions. We standardized and synthesized impacts from these studies to estimate the relative effectiveness of
subnational mitigation strategies. Most studies estimated potential rather than achieved emissions reductions, providing further evidence for the lack of ex-post evaluations on climate
policies11,20. We also identified and ranked 12 mitigation strategy categories in terms of the magnitude and relative uncertainty of expected absolute emissions reductions. Within the case
study literature, we found differences between the types of strategies that have received the most attention from researchers and policymakers and those with the greatest mitigation
potential. The results of the meta-analysis reveal potential tradeoffs between the effectiveness and certainty of emissions reductions from subnational mitigation strategies. We developed a
simple ranking of strategy categories where effectiveness and uncertainty are weighted equally, but policymakers and researchers could develop their own rankings depending on their
priorities. We find that strategies related to land use and development, circular economy, and waste and water treatment practices rank highly in both characteristics. In general,
cross-sectoral strategy categories (e.g., land use and development, circular economy, and market-based mechanisms) had higher expected emissions reductions than single-sector categories,
which aligns with findings from other studies and provides additional support for IPCC recommendations3,19,41,42. Among single-sector strategies, electricity and heat sector categories had
high mitigation potential compared to other categories. Ranking strategy categories based on the certainty of impacts reveals a different ordering. Building construction and improvement and
waste and water treatment practices had the lowest relative uncertainty. The rankings of strategy categories presented here are exclusively based on emissions reductions demonstrated through
case studies and should not be interpreted or used as a definitive preference over strategies. Emissions reductions are just one of the important factors to consider when choosing between
mitigation strategies. In particular, cities and regions face limitations in their choice of mitigation strategies due to differences in their governance capacity and their degree of control
over emissions, which can vary substantially from one country to another43. Regional governments have more extensive authority over critical functions such as energy supply and
transportation infrastructure, compared to municipal governments43,44. The dominant sectoral sources of emissions also vary across subnational governments, where Scope 1 emissions generally
include direct emissions from within the actor’s territory due to transportation, industry, waste, and local energy generation and Scope 2 includes energy generation from outside of the
actor’s boundary45. Studies have found that the sectoral breakdown of emissions for subnational actors varies by geography, development status, and urban growth typology3,46. Policymakers
can use these results to compare and benchmark the expected impacts of different strategies but should not rely on these findings alone in their decisions. Our ranking of mitigation
strategies based on absolute emissions reductions and relative uncertainty differs from rankings appearing in similar studies19,31. Several factors can help explain these differences. Our
study focuses on subnational governments at multiple jurisdiction scales, rather than just cities, which have received more recent attention for their potential role in climate mitigation.
In the synthesis, we only included strategies that were studied at a subnational-wide scale, to more closely represent the emissions reductions that could be achieved if these strategies
were implemented through policy. Our study also considered absolute rather than relative emissions reductions, which convey information about both baseline emissions and reductions and are
key for comparing mitigation strategies31. Within the case study literature, we find misalignment between the mitigation strategies that have been studied and translated into policy most
frequently and those that rank highly in effectiveness and uncertainty. We find that cities and regions are taking action to reduce emissions across sectors but are not prioritizing
strategies that have the largest expected impacts or lowest uncertainty. This finding could suggest that other policy characteristics and motivations are more important to policymakers when
considering mitigation options. Subnational actors may be constrained in their ability to pursue high-impact strategies due to lack of resources, complexity of implementation, and political
viability. The broader literature encourages local governments to shift away from fossil fuels, reduce the carbon intensity of electricity, and reduce energy consumption in buildings and
transport, which may require action from higher levels of government or the private sector to coordinate with and support subnational governments3,4. Policymakers in local and regional
governments must also balance their climate goals with other important objectives and these other objectives may act as the primary motivation for the implementation of a mitigation
strategy. For example, policymakers might choose to implement a waste management strategy to improve cost-effectiveness and sanitation or update their building efficiency standards to
promote public health and safety. In these hypothetical cases, mitigation is not the primary goal, but occurs as a secondary benefit or co-benefit. Similarly, cities and regions may be
pursuing mitigation as a primary goal, but choosing mitigation strategies that provide specific co-benefits or synergies with other goals. Cities and regions may prioritize strategies that
achieve co-benefits to enable climate action in the face of political opposition43. We find that mitigation strategies that appeared frequently in the actions dataset align with those that
have been more frequently studied for both mitigation and adaptation benefits47. Notably, two of the most popular strategies in the actions dataset – alternative transportation modes and
clean vehicle transportation – were at the bottom of the rankings for expected emissions reductions. Yet transportation mitigation strategies are demonstrated to have considerable potential
for co-benefits with adaptation, air quality, and public health47,48. We also find differences in the sectoral distribution of strategies between the full dataset (all case studies; _n_ =
234) and actions dataset (studies evaluating government actions; _n_ = 49). In the full dataset, we find that waste strategies are studied most in cities, while agricultural strategies are
studied most frequently in regions. This reflects key differences in jurisdiction and governmental responsibility between cities and regions. In general, cities tend to have authority over
waste and water systems, while regions are more likely to include rural and agricultural areas within their territory35,36. Energy, building, land use, and transportation regulations might
occur at either the regional or local levels36,41,42. In the actions dataset, transportation strategies dominate (40% of observations) and are especially popular in Europe and North America,
while cross-sectoral strategies are more prevalent in Asia. We also find that cities and regions appear to rely on different policy instruments when implementing mitigation strategies, with
cities using more direct investment and policy support and regions relying more on economic and regulatory instruments. This finding appears to align with traditional divisions of
responsibility and historic differences in municipal and regional approaches to climate action, with cities focusing on reducing emissions within their own operations and indirect policy
support, while regions are more likely to align with country-level approaches and directly address community-wide emissions through regulations and incentives43,49. Collectively, the
differences in mitigation strategies identified across the three datasets suggest that more information is needed to understand subnational policy choices over mitigation strategies. The
findings of this study are subject to several limitations. Meta-analyses often seek to control for study quality based on reported error metrics, however most studies included in this
analysis did not report them. The variation in methodologies used in the case studies also means that the authors defined baseline or counterfactual scenarios in different ways and
controlled for any confounding factors to different extents. To account for this potential variation in study quality, we developed alternative weights and tested three additional synthesis
specifications. We confirmed that the overall size and ranking of expected impacts remains consistent across all specifications (Supplementary Discussion 1). We recognize that both cities
and regions are heterogeneous, and the strategies evaluated in this study take place at different spatial scales and under different contexts. We try to improve comparability by only
evaluating strategies that were implemented at a subnational-wide scale and then standardizing impacts by population. While this study is focused on subnational mitigation strategies, we
acknowledge that various economy-wide actions are taken at the national level. Due to limitations in sample size, we were not able to further break down the synthesis analysis of mitigation
strategy categories by other classifications, like actor type (cities vs. regions) or global regions, but this would be an interesting direction for future work. We also chose to treat
mitigation strategies autonomously but recognize that interactions between strategies can lead to synergies or trade-offs in emissions reductions13,50. We also did not consider the costs of
implementing mitigation strategies. Both costs and strategy interactions may be important factors in subnational governments’ choice of mitigation strategies. We used regression analysis to
test if within-category variation in impacts is associated with factors related to the subnational context or study design and found that most factors were not significantly associated with
the size of emissions reductions (Supplementary Discussion 2). Other factors that could not be explicitly tested here may also explain the relative uncertainty of impacts within each
category or policymakers’ choices over strategies, such as the power of actors over emitting activities, the scale of implementation, and existing mitigation action. A useful direction for
future research would be to develop measures for these characteristics and evaluate their relationship with expected emissions reductions. CONCLUSIONS This study presents a comparative
assessment of the absolute emissions reductions from subnational climate mitigation strategies and provides a detailed picture of subnational climate action, as represented in the
subnational case study literature. We focus on mitigation strategies that have been evaluated within the jurisdiction of cities and regions, so that the results can directly inform climate
action planning at the subnational level. The results reveal that there are substantial differences in the size and certainty of emissions reductions from different types of mitigation
strategies, which can be used for ranking and comparison. Our evaluation of subnational climate action demonstrates that cities and regions are taking action to reduce emissions across
sectors, but that policymakers are not choosing strategies based on the size or certainty of expected impacts. The analysis also provides insights into climate action by identifying
government actions that have appeared in subnational case studies. The study highlights the ongoing need for ex-post evaluation of climate mitigation strategies. More research is needed to
understand how factors beyond context and study design contribute to variation in expected emissions reductions between mitigation strategies and policy choices. METHODS OVERVIEW The methods
used for the systematic literature review and evidence synthesis are discussed briefly here and detailed in the following sections. We conducted keyword searches in Scopus and Web of
Science to identify potentially relevant studies. The searches and initial removal of duplicate results from the two databases yielded 299,502 articles. We then further de-duped and filtered
to articles that were published in 2010 or later and referred to a specific city or region in their abstracts, using the ClimActor harmonized dataset and R package. This initial processing
resulted in a set of 51,562 articles. Articles were then screened for eligibility, first on abstracts and then on retrievable full text articles, using automated rules-based filtering and
n-gram analysis in R. To be eligible for inclusion, each study must: (1) report numeric impacts to GHG gas emissions, (2) evaluate a strategy intended to reduce GHG emissions, (3) report
impacts within the jurisdiction of a subnational (city or regional) government, and (4) report on the results of primary research. The automated screening process resulted in a set of 1362
articles, which were then manually screened by members of the research team, resulting in a final set of 234 eligible subnational mitigation case studies. From this final set of articles, we
extracted and coded 1413 emissions reduction impacts and supporting meta-data. In order to synthesize the extracted evidence, the emissions reduction impacts needed to be standardized. The
effect statistic for this analysis was emissions reductions in annualized, per-capita metric tons of CO2 equivalent (metric tons CO2e capita-1 year-1). We were able to standardize impacts
from approximately 58% studies (137 studies) and 55% of the data (779 impacts), while the remaining data did not provide all information needed to standardize the impacts to annualized,
per-capita metric tons of CO2 equivalent. We used clustered, non-parametric bootstrapping to estimate the average emissions reduction impact and confidence interval for each mitigation
strategy category21,51,52. DATABASE SEARCH The literature search strategy expanded off of methods previously used to identify urban case studies18,19. Keyword searches in Scopus and Web of
Science were used to identify studies that had both a subnational term and a mitigation term in their title, abstract or keywords. The search strings used in Scopus and Web of Science are
shown in Supplementary Table 4.1, with subnational terms and mitigation terms joined by “AND”. We did not limit by document type, in order to include both peer-reviewed and gray literature,
such as books and conference papers. This keyword search yielded 149,875 results in Scopus as of January 2022 and 340,687 results in Web of Science as of March 2022. The article results were
downloaded from Scopus and Web of Science, then de-duped by article title, journal, and year. In the initial data processing, the research team also removed duplicates of articles that were
identified in both Scopus and Web of Science. After these initial processing steps were complete the dataset included 299,502 articles, with 149,016 from Scopus, 216,746 from Web of
Science, and 66,260 articles that appeared in both the Scopus and Web of Science searches. ARTICLE SCREENING After identifying a set of potentially relevant articles based on keyword
searches, we filtered the dataset to a subset of articles that specifically mentioned the name of a subnational actor in the title or abstract. This approach also aligns with the literature
search process used in similar studies, which used the GeoNames database to filter down to articles that mentioned a city or urban location name with at least 15,000 inhabitants in the title
or abstract18,19. Since we wanted to capture other subnational government actors (such as states and regions) and not just cities, the dataset was filtered using the ClimActor dataset and R
package and the definitions used for cities and regions were aligned with those used by ClimActor1,8. ClimActor is the largest harmonized dataset of city and regional governments that have
participated in climate action networks, such as the Global Covenant of Mayors for Climate and Energy and C40 Cities initiative1. Furthermore, since the ClimActor dataset is intended to be
used for data harmonization, it includes multiple possible names for over 27,000 subnational actors. This prevents us from excluding articles where the authors may not have used the most
common name for a specific subnational actor. After filtering for articles that mentioned a subnational actor name in the title or abstract, there were 79,572 articles remaining. During this
processing step, we observed that there were still a number of duplicates in the dataset and performed a second round of de-duping, based on article title only. We also removed any articles
that had erroneously flagged a publisher name or location as a subnational actor by removing articles that had flagged a subnational actor name after the copyright symbol in the abstract
and removed studies that were published prior to 2010. After these steps, 51,562 articles remained. The articles were then screened using pre-determined eligibility criteria, first on
abstracts and then on the full article texts. To identify subnational climate change mitigation studies with quantitative emissions reduction impacts, we established the following
eligibility criteria: * 1. The study must include quantitative emissions reduction impacts to greenhouse gas (GHG) emissions, reported in numeric form. * 2. The reported emissions impacts
must be associated with an intervention or strategy intended to reduce GHG emissions. * 3. The reported impacts must be associated with a specific subnational government (city or regional)
context. * 4. The reported impacts must be the result of original research conducted in the study. To screen article abstracts, three members of the research team screened a sample of 50
articles for eligibility based on their abstracts. We developed a list of topical keywords that indicated relevance to greenhouse gas emissions and positive keywords that indicated impacts
to GHG emissions. We also established a list of stopwords that signified ineligibility and identified broad subnational terms from ClimActor that did not refer to specific actor names. These
four sets of terms are listed in Supplementary Table 4.2. First, we excluded articles with stopwords terms in the abstract or title (18,305 articles), then we removed articles that had been
flagged with a broad subnational term (928 articles). We used N-gram analysis to screen the remaining articles. First, we generated bigrams from the abstracts of all remaining articles. The
list of bigrams was filtered using the topical terms and then the positive terms, so that the remaining bigrams included one topical and one positive term. The final list of 593 bigrams and
the frequency with which they appeared in the article abstracts is included in Supplementary Table 4.3. We used this list of bigrams to filter the articles, aiming to identify articles that
discussed impacts to emissions in their abstracts. This filtering process yielded 7790 articles. From this set of articles, we were able to retrieve 5380 full text PDF documents. Full text
articles were then screened using a similar, rules-based strategy. Two random samples of 50 articles were selected for manual screening – one to develop a screening strategy and the other to
test the performance of the final strategy. The final strategy identified articles with at least 2 references to “co2” that were located within 40 characters of a number, aiming to identify
articles reporting quantitative emissions impacts. This strategy was then applied to all articles, resulting in a final set of 1362 articles. The remaining articles were screened manually
for eligibility by members of the research team, resulting in a final set of 234 articles. DATA EXTRACTION AND STANDARDIZATION After identifying the final set of subnational mitigation case
studies, we extracted the emissions reduction impacts and meta-data from the articles. Although the studies included in the analysis rely on a variety of different methodologies, we assume
that the data inputs used were accurate and that the chosen methodologies were implemented correctly, so that the resulting emissions reduction estimates from the studies are reliable. Each
emissions reduction impact was recorded as an individual observation. If the article directly reported a reduction, then we extracted this exactly as it was reported in the article. If the
article did not directly report a reduction, but instead reported emissions levels under a baseline or business-as-usual scenario and one or more mitigation scenarios, then we calculated the
reduction as the difference between reported baseline and scenario emissions for each mitigation scenario. We collected data related to the impact, the mitigation intervention, the subject
of the intervention, the study methodology, and the subnational context. We also coded additional fields, such as the sector, mitigation strategy, and subnational actor type. We did not
specifically collect baseline emissions data from the articles, unless we calculated the reduction based on reported baseline and scenario emissions. A full list of the variables that were
collected is reported in Supplementary Table 4.4. For each impact, we captured details about the specific climate change mitigation intervention and categorized it into one of six sectors
and one of 38 mitigation strategies, based on classifications used in similar studies18,19. The list and definitions of these mitigation strategies are in Supplementary Table 4.5. In the
full dataset, 36 of 38 possible mitigation strategies appeared. The two strategies that did not appear in any study were parking management-expansion, park & ride and walkability &
pedestrianization. The sector-mitigation strategy pairings were assigned to one of 13 mitigation strategy categories by sector (Supplementary Table 4.6). For articles that discussed
government actions and policies, a separate data extraction was conducted to record data on all the actions described in the article, even if they were not associated with a specific
emissions reduction impact. We hosted two in-person workshops and one asynchronous workshop where student volunteers assisted in extracting data from the articles. Student volunteers
assisted in collecting data from 20 articles, with each article being screened by two students to ensure data quality. We extracted 1413 emissions reduction impacts from the 234 studies,
with 6.04 impacts reported per study on average. To synthesize the results, we needed to convert the extracted impacts to a standard metric, which we defined as emissions reductions in
annualized, per-capita tons of CO2 equivalent (tonsCO2e capita-1 year-1). Positive values indicate reduced emissions, while negative values indicate that emissions actually increased under a
given strategy. Although all studies in the final dataset reported quantitative emissions reduction estimates, not all impacts were able to be standardized. Observations fell into one of
four categories, based on two characteristics. The first characteristic related to the units of the reported impacts – about three quarters of studies reported per-time impacts, meaning they
reported emissions reductions over a certain time frame, which were simple to annualize using the time frame of the impact. The remaining quarter of studies reported per-unit impacts, where
the emissions reductions are reported in relation to another quantity, such as building area (ex. tons CO2 m-2) or waste production (ex. tons CO2 per ton of municipal solid waste). It was
possible to convert the per-unit impacts to per-time impacts if: (1) the study reported details on the type, value, and units of the subject of the study, such as total building area or the
amount of municipal solid waste produced in the year, and (2) the units of the emissions reduction impact aligned with the study subject units (ex. the study reported emissions reductions in
tons CO2 m-2 year-1 and reported the total building area in m2). Studies that did not report the information needed to convert the per-unit impacts to per-time impacts were excluded from
the standardization. The second characteristic was related to the scope of the impact related to its subnational context, since the standard metric was reported per-capita. We chose to
include observations where the mitigation strategy was applied to the entire subnational context or a specified portion of the subnational context (nearly 60% of observations) to reflect the
perspective that a subnational actor might take when considering potential mitigation strategies. We excluded observations where it was unclear how the scope of the study related to the
subnational actor. By this distinction, we would include an observation where a strategy was applied to 10% of all residential buildings, but exclude an observation where a strategy was
applied to 10 buildings. This distinction ensures that the impacts of the included strategies were comparable in scale, could be attributed to the whole subnational population (as a
per-capita impact), and were intended to represent the types of strategies that might be considered and implemented by a subnational actor. Note that this does not mean that all observed
impacts in the synthesis dataset are attributable to subnational government actions (this is analyzed separately in the actions dataset). Eligible observations were standardized using the
report impact units, time frame, subnational actor population, and study subject values and units (where necessary). Subnational actor populations were taken from the ClimActor dataset and
supplemented with desk research as needed. We were able to standardize 779 observations (55%) from 137 studies (59%), which comprise the synthesis dataset and are used in the meta-analysis.
As a validity check, we compared the standardized emissions reduction impacts to the subnational actor’s country-level per-capita emissions. Of 779 total observations, just 10 (1.3%) had
standardized emissions reduction impacts higher than country-level per-capita emissions. All 10 observations were in a city context – which tend to have higher per-capita emissions – and
were projecting potential emissions reductions in future years (2025 or later), under assumptions that emissions would be higher in the future. Summary statistics for the standard metric,
annualized, per-capita tons of CO2 equivalent, are reported in Supplementary Table 4.7. SYNTHESIS AND ANALYSES We used non-parametric, cluster bootstrapping to derive the mean value and
distribution of standardized emissions reductions across 12 mitigation strategy categories. Non-parametric bootstrapping is a flexible statistical technique for estimating uncertainty around
a point estimate that does not rely on distributional assumptions and can be applied to finite samples, making it a popular option for meta-analyses21,53,54. The standard non-parametric
bootstrap method assumes each observation is independent. In our dataset, we cannot make this assumption, since many of the studies report multiple emissions reduction impacts that are
likely dependent due to similar methods, context, and assumptions within each study. To account for this dependence at the study level, we selected the cluster bootstrapping technique, also
known as the pairs cluster bootstrap, to account for within-group dependence at the study level52. For each mitigation strategy category, we resampled studies with replacement up to the
original number of studies for that category, keeping all observations for each study that is selected. Then we compute the mean value of emissions reductions across all observations in the
resample and repeat this process 10,000 times to derive a bootstrap sampling distribution for each category. The reported mean value and confidence intervals are drawn from the bootstrap
sampling distribution. Using the standard deviations from the bootstrapping, we also estimated the coefficient of variation (CV) for each strategy category to facilitate comparisons across
categories. The coefficient of variation is a relative measure of data dispersion, estimated as the standard deviation divided by the bootstrap mean for each category39,40. REPORTING SUMMARY
Further information on research design is available in the Nature Portfolio Reporting Summary linked to this article. DATA AVAILABILITY The original search results from Scopus and Web of
Science and all data collected from the final set of studies are available in a public GitHub repository
(https://github.com/datadrivenenvirolab/meta-analysis-quantifying-subnational-mitigation-solutions/). Three files were too large to be stored on GitHub and are available in a Google Drive
Folder (https://drive.google.com/drive/folders/1AIToAzzx9pqlDJaIPRYO-SVru1FWtWzM?usp=sharing). The folder is also linked in the README file on the GitHub page. There are no restrictions on
the availability of this data. Data on country-level sectoral emissions comes from World Emissions Clock by World Data Lab for 2022 (https://worldemissions.io/)55 and ClimateWatch for 2019
(https://www.climatewatchdata.org/ghg-emissions)56. Subnational actor populations, latitude, and longitude come from the ClimActor R package and dataset
(https://github.com/datadrivenenvirolab/ClimActor)1,57 and were supplemented with internet desk research if missing. Country-level population data comes from World Development Indicators by
the World Bank for 2019 and 2021 (https://databank.worldbank.org/source/world-development-indicators)58. CODE AVAILABILITY All code to reproduce the analysis and figures is available in R
Version 4.2.2 in a public GitHub repository at https://github.com/datadrivenenvirolab/meta-analysis-quantifying-subnational-mitigation-solutions/. REFERENCES * Hsu, A. ClimActor, harmonized
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Download references ACKNOWLEDGEMENTS We thank UNC student volunteers and DDL staff who contributed to the data extraction through the in-person and asynchronous workshops: Elizabeth Brown,
Abby Burris, Megan Doherty, Davis Farr, Michael Grigsby, Jia Wei Lee, Yichi Liu, Claudia Sandoval, Natalie Short, Madison Swart, Tuviere Onookome-Okome, Xuewei Wang, and Elizabeth Wilkes. We
would also like to Takeshi Kuramochi, Mark Roelfsema, Sybrig Smit for their feedback on earlier versions of the manuscript. This work was supported by IKEA Foundation grant (G-2010-01689)
and NSF grant (no. 2216592). AUTHOR INFORMATION AUTHORS AND AFFILIATIONS * Department of Public Policy, University of North Carolina at Chapel Hill, Chapel Hill, NC, 27599, USA Katherine
Burley Farr, Kaihui Song, Zhi Yi Yeo, Evan Johnson & Angel Hsu * Data-Driven EnviroLab, University of North Carolina at Chapel Hill, Chapel Hill, NC, 27599, USA Katherine Burley Farr,
Kaihui Song, Zhi Yi Yeo, Evan Johnson & Angel Hsu Authors * Katherine Burley Farr View author publications You can also search for this author inPubMed Google Scholar * Kaihui Song View
author publications You can also search for this author inPubMed Google Scholar * Zhi Yi Yeo View author publications You can also search for this author inPubMed Google Scholar * Evan
Johnson View author publications You can also search for this author inPubMed Google Scholar * Angel Hsu View author publications You can also search for this author inPubMed Google Scholar
CONTRIBUTIONS K.B.F. contributed to the data collection, cleaning, analysis, writing, editing, and revisions. K.S. contributed to the collection, analysis, writing, editing, and revisions.
Z.Y. contributed to the data collection, cleaning, and analysis. E.J. contributed to the data collection, analysis, editing, and revisions. A.H. contributed to the conceptual development,
writing, editing, and revisions. CORRESPONDING AUTHOR Correspondence to Katherine Burley Farr. ETHICS DECLARATIONS COMPETING INTERESTS The authors declare no competing interests. PEER REVIEW
PEER REVIEW INFORMATION _Communications Earth & Environment_ thanks Attila Buzási and Daniel Hoornweg for their contribution to the peer review of this work. Primary Handling Editors:
Martina Grecequet A peer review file is available. ADDITIONAL INFORMATION PUBLISHER’S NOTE Springer Nature remains neutral with regard to jurisdictional claims in published maps and
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licence, visit http://creativecommons.org/licenses/by/4.0/. Reprints and permissions ABOUT THIS ARTICLE CITE THIS ARTICLE Burley Farr, K., Song, K., Yeo, Z.Y. _et al._ Cities and regions
tackle climate change mitigation but often focus on less effective solutions. _Commun Earth Environ_ 4, 439 (2023). https://doi.org/10.1038/s43247-023-01108-6 Download citation * Received:
14 June 2023 * Accepted: 13 November 2023 * Published: 25 November 2023 * DOI: https://doi.org/10.1038/s43247-023-01108-6 SHARE THIS ARTICLE Anyone you share the following link with will be
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